Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mirocco is a financial advisor at LPL Financial LLC with 36 years of experience in the financial services industry. Mark is registered with the state of New York as a broker and an investment advisor representative. In addition to his role as a financial advisor, Mark also holds a non-variable insurance license and has been selling Group Life, Accident & Health Insurance, Medicare Supplements & Medicare Part D RX plans since 1987. Mark has previously worked for MetLife Securities, MML Investors Services, LLC, MassMutual Life Insurance Co, MSI Financial Services, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/15/2021 - Present
LPL Financial LLC (East Setauket NY)
NY
03/25/2017 - 11/16/2021
MML INVESTORS SERVICES, LLC (Hauppauge NY)
NY
04/26/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HAUPPAUGE NY)
NY
06/21/2001 - 05/06/2013
MML INVESTORS SERVICES, LLC (EAST SETAUKET NY)
NY
06/10/1987 - 06/27/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/10/1987 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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