Unclaimed
Mark Mills Purtell is a financial advisor with CTC, LLC. Mark has been in the financial services industry since December 17, 2004. Mark has a strong background in securities, trading, and investments, and has successfully passed a number of examinations, including Series 7, Series 24, and Series 3, among others. Mark has experience at CTC XS, LLC, in addition to CTC, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/17/2004 - Present
CTC, LLC (CHICAGO IL)
IL
08/29/2007 - 02/20/2008
CTC XS, LLC (CHICAGO IL)
BC
Issued 10/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 02/24/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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