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Mark Mills Purtell

CTC, LLC

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About Mark Mills Purtell

Mark Mills Purtell is a financial advisor with CTC, LLC. Mark has been in the financial services industry since December 17, 2004. Mark has a strong background in securities, trading, and investments, and has successfully passed a number of examinations, including Series 7, Series 24, and Series 3, among others. Mark has experience at CTC XS, LLC, in addition to CTC, LLC.

Firm Information

Mark Purtell is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Purtell’s Registration & Firm History

IL

12/17/2004 - Present

CTC, LLC (CHICAGO IL)

IL

08/29/2007 - 02/20/2008

CTC XS, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2011

Series 24 - General Securities Principal Examination

BC

Issued 02/24/2005

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/12/2009

Series 3 - National Commodity Futures Examination

BC

Issued 07/17/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Mark Mills Purtell.
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