Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Michael Rooney is an active advisor who works with Equitable Advisors, LLC. Mark has been in the financial services industry since September 18, 1974. Mark is registered with FINRA and the SEC. Mark is also registered in 5 states, including California, Florida, Ohio, Texas, and Washington. Mark has earned several professional designations including Series 7, Series 63, Series 65, Series 24, and Series 53.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/14/2022 - Present
Equitable Advisors, LLC (IRVINE CA)
NY
09/19/1974 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/24/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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