Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mitchell is a financial advisor with over 2 years of experience in the financial services industry. Mark is currently registered with Pickwick Capital Partners, LLC and has a Series 7TO, Series 66 and SIE. Mark has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark is registered in Florida, Massachusetts, New Jersey, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/16/2022 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
12/05/2020 - 03/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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