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Mark Michael McCarthy

First Trust Portfolios LP

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About Mark Michael McCarthy

Mark Michael McCarthy is a financial advisor associated with First Trust Portfolios LP. Mark is a Series 7TO and SIE licensed individual who joined First Trust Portfolios LP in 2024.

Firm Information

Mark McCarthy is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark McCarthy’s Registration & Firm History

IL

07/09/2024 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 07/09/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Michael McCarthy.
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