linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Miccioli

Thoroughbred Financial Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Miccioli

Mark Miccioli is a registered representative with Thoroughbred Financial Services, LLC, in Brentwood, TN. Mark has been in the securities industry since 1984 and has been with the firm since 1999. Mark specializes in portfolio management for individuals, financial planning, and selection of other advisors. Mark is a registered representative with the Series 7, Series 24, and Series 63 exams and also holds the SIE exam. In addition to being a registered representative, Mark is also an insurance agent. The firm manages approximately $2.9 billion in assets for a variety of clients. Mark's experience and expertise make him a valuable resource for individuals seeking financial advice and guidance.

Firm Information

Mark Miccioli is currently registered with Thoroughbred Financial Services, LLC. Thoroughbred Financial Services, LLC is an investment advisor headquartered in Brentwood, TN, with a history dating back to 1999. They serve a diverse clientele including individuals, corporations, businesses, and pension plans. They are registered with the SEC and 45 state regulators and offer a comprehensive range of services, including financial planning, portfolio management, and selection of other advisors. Thoroughbred manages over $2.9 billion in assets for over 6,300 client accounts and offers a wrap fee program.
Thoroughbred Financial Services, LLC

5110 MARYLAND WAY, SUITE 300

BRENTWOOD, TN 37027-7508

$2.91B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Miccioli’s Registration & Firm History

TN

01/07/2004 - Present

Thoroughbred Financial Services, LLC (BRENTWOOD TN)

TN

03/05/1986 - 04/01/2000

ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)

NA

02/24/1984 - 02/08/1986

CAPITAL ANALYSTS, INCORPORATED

Not sure if Mark Miccioli is right for you?

Licenses & Designations

BC

Issued 07/18/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/1986

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Miccioli.
Not sure if Mark Miccioli is right for you?