Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark McCann Spring is an investment advisor representative with MAI Capital Management, LLC. Mark is registered with the state of California, Connecticut, Maine, New Hampshire, New York, North Carolina, Rhode Island and Vermont. Mark has been in the industry for over 15 years and is also a Chartered Financial Consultant. Mark has experience with various investment strategies, including portfolio management for individuals, businesses, and pooled investment vehicles. Mark's clients include high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Mark also provides financial planning services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
NC
08/02/2024 - Present
MAI Capital Management, LLC (Apex NC)
PA
09/26/2011 - 12/19/2016
MML INVESTORS SERVICES, LLC (NEW CASTLE PA)
GA
11/26/2007 - 05/18/2010
MML INVESTORS SERVICES, INC. (ATLANTA GA)
IA
Issued 10/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Mark Spring is the right advisor for you? Invested Better is here to help.
