Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mccabe Duncan is a financial professional with over 20 years of experience in the industry. Mark is currently registered with Virtu Americas LLC. Mark has previously held positions at Automated Trading Desk Financial Services, LLC, Citigroup Global Markets Inc., Lavaflow, Inc., Automated Trading Desk Brokerage Services, LLC, The Vertical Group, TD Waterhouse Capital Markets, Inc., Ladenburg, Thalmann & Co., Inc., TD Waterhouse Investor Services, Inc., First Union Securities, Inc., and First Clearing Corporation. Mark holds the Series 7, Series 24, Series 55, Series 57TO and SIE licenses. Mark is also registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/01/2016 - Present
Virtu Americas LLC (Short Hills NJ)
SC
09/23/2011 - 07/08/2016
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)
NY
08/04/2011 - 07/08/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/15/2011 - 02/19/2013
LAVAFLOW, INC. (NEW YORK NY)
SC
08/15/2011 - 09/23/2011
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC (MT. PLEASANT SC)
NJ
01/25/2008 - 08/16/2011
THE VERTICAL GROUP (RED BANK NJ)
NY
08/18/2006 - 02/04/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NE
05/14/2002 - 08/18/2006
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NY
07/12/2000 - 06/04/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NE
05/14/2002 - 05/31/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MO
11/04/1999 - 11/06/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
MO
06/28/1999 - 10/22/1999
FIRST CLEARING CORPORATION (ST. LOUIS MO)
BC
Issued 07/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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