Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mattson Pond is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Mark Pond is a Certified Financial Planner and has been in the industry since 2003. Mark Pond is also registered in several states, including Texas, California, Florida, Louisiana, Massachusetts, Michigan, Montana, New York, Oklahoma, South Carolina, Virginia, as well as registered with FINRA. Mark Pond specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
10/10/2023 - Present
Raymond James Financial Services Advisors, Inc. (Spring TX)
TX
09/06/2016 - 10/16/2023
RAYMOND JAMES & ASSOCIATES, INC. (Houston TX)
TX
05/10/2013 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
TX
06/01/2009 - 06/07/2013
MORGAN STANLEY (THE WOODLANDS TX)
TX
04/08/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (THE WOODLANDS TX)
TX
03/19/2003 - 04/14/2008
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
BOTH
Issued 03/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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