Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark McMillan is a financial advisor with over 25 years of experience in the financial services industry. Mark McMillan is currently registered with UBS Asset Management (americas) LLC and has a Series 6, 7, 24, 63, and 65 licenses. Mark McMillan is also a Registered Investment Advisor in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
08/13/2009 - Present
UBS Asset Management (americas) LLC (BEVERLY HILLS CA)
CA
02/03/2005 - 08/17/2005
TCW BROKERAGE SERVICES (LOS ANGELES CA)
NY
04/07/2004 - 01/03/2005
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
WI
07/18/2001 - 02/09/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
NC
11/17/1999 - 06/26/2001
BANC OF AMERICA ADVISORS, LLC (CHARLOTTE NC)
CA
06/26/1998 - 09/18/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 01/06/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
06/01/1995 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
CA
08/31/1994 - 04/11/1995
GT GLOBAL, INC. (SAN FRANCISCO CA)
IA
Issued 08/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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