linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Matthew Martiak

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Matthew Martiak

Mark Matthew Martiak is a financial professional with over 20 years of experience in the industry. Mark has worked with various firms including Merrill Lynch, UBS Financial Services Inc., First Allied Securities, Inc., and A.G.P. / Alliance Global Partners. Mark is currently registered with Pruco Securities, LLC. Mark holds the Series 7, Series 66 and SIE exams and is licensed to provide investment advice in multiple states. Mark is a licensed Registered Representative and Investment Advisor Representative in the State of New York. Mark's specializations include insurance, financial planning, retirement planning, college planning and estate planning.

Firm Information

Mark Martiak is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Martiak’s Registration & Firm History

NY

12/05/2023 - Present

Pruco Securities, LLC (New York NY)

NY

08/08/2019 - 12/04/2023

A.G.P. / ALLIANCE GLOBAL PARTNERS (New York NY)

NY

04/03/2009 - 08/12/2019

FIRST ALLIED SECURITIES, INC. (NEW YORK NY)

NY

09/19/2003 - 04/15/2009

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

03/10/2003 - 07/08/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Mark Matthew Martiak is right for you?

Licenses & Designations

BOTH

Issued 06/11/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Matthew Martiak.
Not sure if Mark Matthew Martiak is right for you?