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Mark Manderson

MMA Securities LLC

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About Mark Manderson

Mark Manderson is an investment advisor representative at MMA Securities LLC. Mark has been in the financial industry for over 12 years. He has a Series 6, 63, 65, and SIE. Prior to joining MMA Securities LLC, Mark worked at USI Securities, Inc. and Northwestern Mutual Investment Services, LLC. Mark specializes in helping clients with retirement planning, pension consulting, and educational seminars.

Firm Information

Mark Manderson is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Mark Manderson’s Registration & Firm History

MA

10/05/2023 - Present

MMA Securities LLC (Boston MA)

CT

05/12/2021 - 12/10/2021

USI SECURITIES, INC. (GLASTONBURY CT)

GA

06/22/2010 - 07/26/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 05/27/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/07/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/10/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/10/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Manderson.
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