Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mahon is a financial advisor at UBS Financial Services Inc., with more than 19 years of experience in the industry. Mark has held registrations with various firms, including WADDELL & REED, JBS LIBERTY SECURITIES, INC., and IVY DISTRIBUTORS, INC. He is registered in multiple states and has a wide range of licenses including Series 6, 7, 9, 10, 24, 63, and 65. Mark is a Certified Financial Planner and specializes in investment management for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/18/2022 - Present
UBS Financial Services Inc. (Fort Myers FL)
KS
01/04/2010 - 04/30/2021
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
01/04/2010 - 04/21/2021
WADDELL & REED (OVERLAND PARK KS)
MO
09/08/2003 - 05/05/2009
JBS LIBERTY SECURITIES, INC. (KANSAS CITY MO)
MN
08/23/2002 - 08/21/2003
JONES & BABSON, INC. (MINNEAPOLIS MN)
IA
Issued 05/27/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Mahon is the right advisor for you? Invested Better is here to help.
