Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Boehme is a financial advisor at UBS Financial Services Inc. with over 25 years of experience in the industry. Mark is registered with FINRA and holds multiple licenses, including Series 3, 7, 9, 10, 16, 24, 52TO, 53, 55, 57TO, 63, and 66. Mark also has extensive experience in the investment advisory field. In addition to working at UBS Financial Services Inc., Mark has also held positions at firms such as Investec Securities (US) LLC, J.P. Morgan Securities Inc., Harris Nesbitt Gerard, Inc., First New York Securities L.L.C., and Commerzanbk Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/06/2006 - 08/17/2006
INVESTEC SECURITIES (US) LLC (NEW YORK NY)
NY
04/23/2004 - 01/12/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/02/2002 - 07/31/2003
HARRIS NESBITT GERARD, INC. (NEW YORK NY)
NY
01/16/2002 - 03/27/2002
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
07/02/1993 - 11/14/2000
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
BOTH
Issued 11/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/24/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/03/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/26/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2016
Series 3 - National Commodity Futures Examination
BC
Issued 01/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/06/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1993
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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