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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Dzikowski is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark is a registered representative and investment advisor representative. Mark has been in the industry since 2001. Mark has experience with investment companies, insurance companies, charitable organizations, and pension and profit-sharing plans. Mark has been registered with the Securities and Exchange Commission (SEC) and FINRA since 2009. Mark is licensed in 53 states and the District of Columbia. Mark provides advisory services including portfolio management for individuals and businesses, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/07/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
FL
09/21/2005 - 08/05/2008
TD AMERITRADE, INC. (PONTE VEDRA BEACH FL)
WI
10/31/2003 - 08/05/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
05/31/2002 - 10/31/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
VA
12/01/1997 - 11/03/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
10/30/1997 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IA
Issued 03/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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