Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lynn Dennis is an active investment advisor representative with over 30 years of experience in the financial industry. Mark is currently registered with LPL Financial LLC. Mark has previously worked with Amerprise Financial Services, Inc., Morgan Keegan & Company, Inc., Amsouth Investment Services, Inc., UVEST Financial Services Group, Inc., Invest Financial Corporation, Ameristar Capital Markets, Inc., Signet Financial Services, Inc., Compulife Investor Services, Inc., and First Investors Corporation. Mark has a broad range of experience and holds the Series 6, 7, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
04/13/2015 - Present
LPL Financial LLC (KINGSPORT TN)
TN
11/28/2011 - 04/16/2015
AMERIPRISE FINANCIAL SERVICES, INC. (KINGSPORT TN)
TN
02/13/2007 - 11/29/2011
MORGAN KEEGAN & COMPANY, INC. (BRISTOL TN)
VA
05/12/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BRISTOL VA)
NC
01/26/1999 - 04/24/2003
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
WI
02/01/1997 - 01/25/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
12/21/1994 - 02/01/1997
AMERISTAR CAPITAL MARKETS, INC.
NC
03/10/1992 - 12/21/1994
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
MN
01/09/1989 - 02/20/1992
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NA
12/11/1986 - 01/24/1989
FIRST INVESTORS CORPORATION
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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