Unclaimed
Mark Louis Wiehe is a financial advisor with over 15 years of experience in the financial services industry. Mark has held various roles at firms such as Fidelity Brokerage Services LLC, BANC ONE SECURITIES CORPORATION, and BANC ONE CAPITAL MARKETS, INC. Mark is currently registered with Capstone Partners and Huntington Securities, Inc., and is licensed to conduct business in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/07/2022 - Present
Capstone Partners (BOSTON MA)
KY
10/20/2004 - 01/26/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
IL
05/09/2003 - 05/12/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
08/21/2000 - 09/10/2001
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
IL
10/12/1994 - 08/24/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 01/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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