Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Louis Monin is a financial advisor with over 40 years of experience in the industry. Mark has a long history of working with individuals and families, as well as businesses and institutions. Mark is a Registered Representative and Investment Advisor Representative for Raymond James Financial Services Advisors, Inc., where he provides a range of financial services, including portfolio management, financial planning and retirement planning. Mark has previously worked at Raymond James & Associates, Inc., Oppenheimer & Co. Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Prudential Securities Incorporated and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
04/29/2016 - Present
Raymond James Financial Services Advisors, Inc. (LAKE FOREST CA)
CA
04/17/2009 - 11/06/2015
RAYMOND JAMES & ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
08/25/2005 - 04/23/2009
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
NY
08/14/1998 - 08/23/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/01/1994 - 08/18/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/25/1992 - 07/07/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/31/1989 - 10/20/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/19/1981 - 02/15/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 06/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/08/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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