Unclaimed
Mark Louis Merlotti is an investment advisor representative with Cetera Investment Advisers LLC. Mark has been in the securities industry since 1984. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Mark is registered in the state of Missouri as an Investment Advisor Representative. Mark provides financial planning services and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
08/10/2023 - Present
Cetera Investment Advisers LLC (ST LOUIS MO)
MO
12/24/2014 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MO
01/06/2000 - 12/15/2014
AON BENFIELD SECURITIES, INC. (CLAYTON MO)
FL
01/05/1998 - 12/31/1999
WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)
IL
04/01/1996 - 01/02/1998
AON SECURITIES CORPORATION (CHICAGO IL)
VA
05/24/1994 - 04/01/1996
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
CA
04/10/1986 - 05/03/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
08/14/1984 - 04/01/1986
SENTRA SECURITIES CORPORATION
NA
01/27/1986 - 02/18/1986
W. S. GRIFFITH & CO., INC.
NA
03/22/1984 - 09/04/1984
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 1/9/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/10/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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