linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Louis Kole

American Enterprise Investment Services Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Louis Kole

Mark Louis Kole is a financial advisor with over 25 years of experience in the industry. Mark has been registered with American Enterprise Investment Services Inc. since 2009. Mark is a Series 7, Series 24, Series 52, Series 55, and Series 79TO licensed professional and has experience in Investment Banking. Mark is registered in Minnesota and has experience with Waddell & Reed, Inc., Bonds.com, Inc., Countrywide Securities Corporation and H&R Block Financial Advisors, Inc.

Firm Information

Mark Kole is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Kole’s Registration & Firm History

NC

10/14/2009 - Present

American Enterprise Investment Services Inc. (Charlotte NC)

MI

02/10/2009 - 09/17/2009

WADDELL & REED, INC. (TROY MI)

NY

06/23/2008 - 12/04/2008

BONDS.COM, INC. (NEW YORK NY)

FL

01/09/2006 - 09/13/2007

COUNTRYWIDE SECURITIES CORPORATION (FORT LAUDERDALE FL)

MI

03/12/1997 - 12/15/2005

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

Not sure if Mark Louis Kole is right for you?

Licenses & Designations

BC

Issued 04/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/08/1997

Series 7 - General Securities Representative Examination

BC

Issued 03/10/1997

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Louis Kole.
Not sure if Mark Louis Kole is right for you?