Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lott is a financial advisor with Ameriprise Financial Services, LLC in Orem, UT. Mark has been in the industry since 2014. Mark previously worked at MHL INVESTMENTS, WELLS FARGO CLEARING SERVICES, LLC, E*TRADE SECURITIES LLC, GIRARD SECURITIES, INC., FIRST COMMAND FINANCIAL PLANNING, INC., and WFG INVESTMENTS, INC.. Mark holds the Series 66, Series 7 and SIE exams. Mark has experience working with individuals, high net worth individuals, trusts, estates, insurance companies, charitable organizations, pension and profit sharing plans, corporations and other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
04/07/2022 - Present
Ameriprise Financial Services, LLC (Orem UT)
UT
01/24/2019 - 04/19/2022
MHL INVESTMENTS (MIDVALE UT)
UT
04/10/2018 - 01/08/2019
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
04/28/2017 - 10/05/2017
E*TRADE SECURITIES LLC (SANDY UT)
UT
06/18/2014 - 02/01/2016
GIRARD SECURITIES, INC. (SALT LAKE CITY UT)
NV
06/17/2013 - 02/10/2014
FIRST COMMAND FINANCIAL PLANNING, INC. (LAS VEGAS NV)
NV
02/23/2012 - 05/30/2013
WFG INVESTMENTS, INC. (HENDERSON NV)
BOTH
Issued 04/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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