Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Longman is an active advisor registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Mark has been in the industry since 1998 and has held previous registrations with several other firms, including First Clearing, LLC, H.D. Vest Investment Services, Pruco Securities, LLC., Prudential Securities Incorporated and A.B. Watley, Inc.. Mark holds multiple industry licenses including Series 7, Series 24, Series 55, Series 57TO and SIE. Mark specializes in providing investment consulting services to institutional clients, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/15/2004 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
03/20/2007 - 11/18/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
TX
07/16/2010 - 10/05/2011
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
NJ
08/06/2001 - 04/16/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
03/28/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/18/1997 - 02/06/2001
A.B. WATLEY, INC. (NEW YORK NY)
BC
Issued 06/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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