Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Longa is a financial advisor with over 25 years of experience in the industry. Mark has worked with several firms including Charles Schwab & Co., Inc., OptionsXpress, Inc., Olde Discount Corporation, SagePoint Financial, Inc., and OSAIC Wealth, Inc. Mark is currently registered with LPL Enterprise, LLC and is a licensed representative in South Carolina and Arizona. Mark holds several professional licenses and designations including Series 3, Series 7, Series 9, Series 10, Series 52, Series 63 and Series 66. Mark's focus is on providing a variety of services to individuals and businesses including financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
09/09/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
AZ
09/01/2023 - 08/16/2024
OSAIC WEALTH, INC. (SCOTTSDALE AZ)
AZ
08/15/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
10/08/1999 - 09/14/2017
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
09/02/2011 - 02/18/2016
OPTIONSXPRESS, INC. (PHOENIX AZ)
MI
11/11/1997 - 08/29/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 05/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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