Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lloyd Smith is a financial advisor who has been in the industry since 2003. Mark is currently registered with PNC Investments in Noblesville, Indiana. Mark's previous experience includes roles at J.P. Morgan Securities LLC, Chase Investment Services Corp., Banc One Securities Corporation, EquiCo Securities, Inc., and The Equitable Life Assurance Society of the United States. Mark holds Series 6, 7, 63, and 66 licenses as well as the Securities Industry Essentials Examination. Mark is registered to provide investment advisory services in Indiana, Florida, Michigan, Pennsylvania and South Carolina. Mark has a broad range of experience working with clients including high-net-worth individuals, corporations, businesses, charitable organizations, churches, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
12/07/2012 - Present
PNC Investments (NOBLESVILLE IN)
IN
10/01/2012 - 11/29/2012
J.P. MORGAN SECURITIES LLC (YORKTOWN IN)
IN
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MUNCIE IN)
IL
07/12/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
10/19/1984 - 02/11/1986
EQUICO SECURITIES, INC.
NA
10/19/1984 - 02/10/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BOTH
Issued 08/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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