Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lloyd Correa is a financial advisor with over 30 years of experience in the industry. He has held positions at several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Lehman Brothers Inc. and Wells Fargo Advisors Financial Network, LLC. Mark is currently registered with Wells Fargo Advisors Financial Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
08/02/2022 - Present
Wells Fargo Advisors Financial Network, LLC (RENO NV)
CA
05/28/2015 - 08/08/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN LUIS OBISPO CA)
CA
06/12/2008 - 05/29/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
08/18/2003 - 06/27/2008
CITIGROUP GLOBAL MARKETS INC. (TORRANCE CA)
NY
11/14/1994 - 08/25/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 10/27/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
06/15/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Correa is the right advisor for you? Invested Better is here to help.
