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Mark Lipovsky Herbek

Cleveland Research Co. LLC

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About Mark Lipovsky Herbek

Mark Lipovsky Herbek is a Registered Representative with Cleveland Research Co. LLC. Mark has been in the industry since July 17, 2005. Mark is registered in Ohio and is also qualified to conduct business with Series 7, Series 63, Series 87, and SIE licenses. Prior to working at Cleveland Research Co. LLC, Mark worked at FTN MIDWEST SECURITIES CORP.

Firm Information

Mark Herbek is currently registered with Cleveland Research Co. LLC. Cleveland Research Co. LLC is a Limited Liability Company formed in 2006. The firm offers equity research reports and has 75 registered representatives and 51 investment advisory personnel. Cleveland Research Co. LLC is registered in 6 states and with the SEC.

Not reported

Assets Under Management

22

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity research reports

Equity research reports

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Subscription fees for research reports

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Mark Herbek’s Registration & Firm History

OH

04/02/2007 - Present

Cleveland Research Co. LLC (CLEVELAND OH)

OH

10/29/2004 - 07/14/2006

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 11/02/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/28/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Lipovsky Herbek.
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