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Mark Liff

Siebert Williams Shank & CO., LLC

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About Mark Liff

Mark Liff is a financial advisor with over 30 years of experience in the industry. Mark has held positions with several major firms, including Merrill Lynch, J.P. Morgan, UBS Securities, and UBS Financial Services. Mark is currently registered with Siebert Williams Shank & Co., LLC. He is licensed to sell securities in all 50 states and the District of Columbia. Mark has a broad range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.

Firm Information

Mark Liff is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Liff’s Registration & Firm History

NY

03/06/2023 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

04/20/2021 - 03/06/2023

UBS SECURITIES LLC (NEW YORK NY)

NY

10/18/2019 - 03/06/2023

UBS FINANCIAL SERVICES INC. (New York NY)

NY

05/12/2015 - 10/08/2019

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

12/15/2000 - 04/13/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/27/1995 - 11/28/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

08/30/1994 - 02/28/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

03/07/1990 - 08/25/1994

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

10/19/1988 - 03/01/1990

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/20/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Liff.
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