Unclaimed
Mark Leyden is a financial advisor with over 17 years of experience in the industry. Mark is currently registered with Lion Street Financial, LLC. Prior to joining Lion Street, Mark has worked at firms such as NFP Securities, Inc., CFD Investments, Inc., Fifth Third Securities, Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Mark holds Series 6, 7, 63, 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
07/15/2020 - Present
Lion Street Financial, LLC (INDIANAPOLIS IN)
IN
01/04/2010 - 07/26/2010
NFP SECURITIES, INC. (INDIANAPOLIS IN)
IN
11/26/2007 - 12/08/2008
CFD INVESTMENTS, INC. (INDIANAPOLIS IN)
IN
09/18/2003 - 08/28/2006
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
MO
07/01/2003 - 08/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/24/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
02/23/1994 - 05/12/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 08/26/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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