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Mark Leyden

Lion Street Financial, LLC

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About Mark Leyden

Mark Leyden is a financial advisor with over 17 years of experience in the industry. Mark is currently registered with Lion Street Financial, LLC. Prior to joining Lion Street, Mark has worked at firms such as NFP Securities, Inc., CFD Investments, Inc., Fifth Third Securities, Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Mark holds Series 6, 7, 63, 65, and SIE licenses.

Firm Information

Mark Leyden is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Leyden’s Registration & Firm History

IN

07/15/2020 - Present

Lion Street Financial, LLC (INDIANAPOLIS IN)

IN

01/04/2010 - 07/26/2010

NFP SECURITIES, INC. (INDIANAPOLIS IN)

IN

11/26/2007 - 12/08/2008

CFD INVESTMENTS, INC. (INDIANAPOLIS IN)

IN

09/18/2003 - 08/28/2006

FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)

MO

07/01/2003 - 08/19/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/24/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MA

02/23/1994 - 05/12/2000

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 08/26/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/21/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/15/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/30/2020

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/22/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Leyden.
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