Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Levy is a financial advisor with over 35 years of experience in the industry. Mark is currently registered with Raymond James & Associates, Inc. and has previously worked with firms including WELLS FARGO CLEARING SERVICES, LLC, C.E. UNTERBERG, TOWBIN, LLC., CIBC WORLD MARKETS CORP., OPPENHEIMER & CO., INC. and LEBENTHAL & CO., INC. Mark is licensed to provide financial services in multiple states. Mark specializes in providing financial planning, pension consulting and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/05/2018 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
03/17/2006 - 07/03/2018
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
02/03/2000 - 03/17/2006
C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)
NY
04/22/1987 - 01/31/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
04/03/1988 - 04/18/1995
OPPENHEIMER & CO., INC.
NA
06/28/1982 - 05/11/1987
LEBENTHAL & CO., INC.
IA
Issued 07/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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