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Mark Leslie adam Rosen

Rosenblatt Securities Inc.

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About Mark Leslie adam Rosen

Mark Rosen is a financial professional with over 20 years of experience in the securities industry. Mark has held positions at several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities (USA) LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Currently, Mark is registered with Rosenblatt Securities Inc., a firm specializing in investment banking, securities trading, and brokerage services.

Firm Information

Mark Rosen is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Rosen’s Registration & Firm History

NY

06/07/2022 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

08/18/2010 - 01/07/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/20/1999 - 07/23/2010

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

11/03/2000 - 09/27/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

03/30/1999 - 12/16/1999

WARBURG DILLON READ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Leslie adam Rosen.
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