Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Leon Sheppard is a financial advisor who has been in the industry since July 22, 1990. Mark is currently registered with Arkadios Capital. Mark has previously worked at KALOS CAPITAL, INC., WALL STREET FINANCIAL GROUP, INC., PRUCO SECURITIES, LLC., and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Mark holds the following licenses: Series 6, Series 7, Series 63, Series 65, and SIE. Mark is registered in Florida, Massachusetts, New Jersey, New York, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/17/2022 - Present
Arkadios Capital (Canandaigua NY)
NY
09/05/2014 - 09/30/2022
KALOS CAPITAL, INC. (Canandaigua NY)
NY
07/01/2005 - 09/05/2014
WALL STREET FINANCIAL GROUP, INC. (CANANDAIGUA NY)
NJ
07/23/1990 - 07/07/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
07/23/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 11/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Sheppard is the right advisor for you? Invested Better is here to help.
