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Mark Leon Goodman

BGC Financial, LP

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About Mark Leon Goodman

Mark Goodman is a financial professional with over 20 years of experience in the industry. Mark is currently registered with BGC Financial, LP and has previously been registered with several other firms, including Sunrise Brokers LLC, Cantor Fitzgerald & Co., SG Americas Securities, LLC, and SG Cowen Securities Corporation. Mark holds several industry licenses, including Series 7, Series 55, Series 57TO, and Series 63. Mark is also registered in several states, including New York, Illinois, Connecticut, Pennsylvania, and Florida.

Firm Information

Mark Goodman is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Goodman’s Registration & Firm History

NY

06/30/2021 - Present

BGC Financial, LP (NEW YORK NY)

NY

05/07/2010 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

01/05/2017 - 04/27/2018

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

02/27/2007 - 03/17/2010

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

04/26/2004 - 04/26/2006

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

01/17/2000 - 04/26/2004

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/05/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Leon Goodman.
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