Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lehman Bobruff is a registered investment advisor representative with Pruco Securities, LLC. Mark is a Connecticut registered Investment Advisor Representative with over 20 years of experience in the financial services industry. Mark has experience in portfolio management, investment advisory services, and securities trading. Mark Lehman Bobruff is also a registered representative with Pruco Securities, LLC. Prior to joining Pruco Securities, LLC. Mark Lehman Bobruff worked at various firms including TD Ameritrade, Inc., ScotTrade, Inc., MetLife Securities Inc., Allstate Financial Services, LLC, Prudential Investment Management Services LLC, Wachovia Securities, LLC, NewAlliance Investments, Inc., Raymond James Financial Services, Inc. and UBS PaineWebber Inc. Mark holds FINRA Series 3, 7, 9, 10, 31, 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CT
04/29/2021 - Present
Pruco Securities, LLC (Glastonbury CT)
CT
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (NEW HAVEN CT)
CT
09/02/2015 - 02/26/2018
SCOTTRADE, INC. (NEW HAVEN CT)
CT
03/22/2012 - 09/01/2015
METLIFE SECURITIES INC. (SHELTON CT)
CT
09/08/2011 - 03/23/2012
ALLSTATE FINANCIAL SERVICES, LLC (FARMINGTON CT)
CT
06/05/2008 - 07/26/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
05/11/2006 - 05/30/2008
WACHOVIA SECURITIES, LLC (WALLINGFORD CT)
CT
01/28/2004 - 05/05/2006
NEWALLIANCE INVESTMENTS, INC. (NEW HAVEN CT)
FL
01/17/2003 - 01/15/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NJ
05/07/2001 - 01/29/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 05/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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