Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Pedersen is a financial advisor registered with Charles Schwab & Co., Inc. Mark has been in the financial industry since 2005 and has a wide range of experience working with different firms. Mark is currently registered with Charles Schwab & Co., Inc. and TD Ameritrade, Inc., and has previously worked with Priority Capital Investments, LLC, LPL Financial Corporation, First Allied Securities, Inc., Dunham and Associates Investment Counsel, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Mark specializes in both brokerage and investment advisory services and is currently registered to provide investment advice in Texas. Mark has earned the Series 65, Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
08/31/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
02/28/2012 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
CA
02/22/2010 - 02/08/2011
PRIORITY CAPITAL INVESTMENTS, LLC (SAN DIEGO CA)
CA
09/23/2008 - 03/26/2009
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
CA
12/19/2007 - 07/14/2008
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/28/2005 - 11/26/2007
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
MN
06/27/2003 - 11/03/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/27/2003 - 11/03/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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