Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lee Nixon is a financial advisor at Raymond James & Associates, Inc. with over 30 years of experience in the financial industry. Mark has a strong track record of success in providing investment advice and financial planning services to individuals, families, and businesses. Mark is a highly qualified advisor who holds multiple licenses and certifications, including Series 7, Series 10, Series 63, and Series 65. Mark is registered in 14 states and is committed to providing his clients with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/13/2013 - Present
Raymond James & Associates, Inc. (THE WOODLANDS TX)
TX
01/16/1998 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
TX
09/05/1990 - 02/13/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
01/24/1990 - 08/29/1990
F.N. WOLF & CO., INC.
IA
Issued 01/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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