Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lee Neuenswander has been in the financial industry since 1986 and is currently registered with Cetera Investment Advisers LLC. Mark holds the Series 6, 7, 63 and 65 securities licenses. Mark has previously been affiliated with Beneficial Investment Services, Inc., CUNA Brokerage Services, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, Green Hill Financial Service Corporation and NYLIFE Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
06/29/2023 - Present
Cetera Investment Advisers LLC (Murray UT)
UT
04/07/2006 - 03/31/2008
BENEFICIAL INVESTMENT SERVICES, INC. (SALT LAKE CITY UT)
IA
04/08/1994 - 06/24/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MA
01/15/1992 - 04/15/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/15/1992 - 04/15/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
04/05/1991 - 12/20/1991
GREEN HILL FINANCIAL SERVICE CORPORATION
NY
04/14/1986 - 03/04/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 9/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/3/1997
Series 7 - General Securities Representative Examination
BC
Issued 4/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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