Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Liley is a financial advisor at Raymond James & Associates, Inc. Mark has been in the industry since 2002, specializing in providing financial advice and guidance to individuals and businesses. Mark's expertise extends to portfolio management, financial planning, pension consulting, and educational seminars. He holds several licenses, including Series 6, Series 7, and Series 66. Previously, Mark has also worked at Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Mark is also an owner/proprietor for Liley 3100, LLC and a member of Liley2950, LLC. Mark has a proven track record of success in helping clients achieve their financial goals and is committed to providing personalized, comprehensive financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
03/02/2018 - Present
Raymond James & Associates, Inc. (DENVER CO)
CO
01/03/2011 - 03/06/2018
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
CO
10/14/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BOULDER CO)
CO
06/17/2002 - 10/01/2003
THE LEADERS GROUP, INC. (LITTLETON CO)
BOTH
Issued 12/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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