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Mark Lee Elafros

Charles Schwab & CO., Inc.

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About Mark Lee Elafros

Mark Elafros is a financial advisor with Charles Schwab & CO., Inc. based in Westlake, TX. Mark has been in the industry since August 16, 2011, and has experience working with a variety of clients. Mark is registered to provide investment advice in 47 states, including Illinois and Texas.

Firm Information

Mark Elafros is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Mark Elafros’s Registration & Firm History

TX

11/14/2024 - Present

Charles Schwab & CO., Inc. (Westlake TX)

IL

09/24/2018 - 10/10/2019

AMERICAN TRUST INVESTMENT SERVICES, INC. (Northbrook IL)

IL

03/17/2016 - 09/20/2018

AUSDAL FINANCIAL PARTNERS, INC. (Northbrook IL)

IL

06/26/2013 - 03/16/2016

MADISON AVENUE SECURITIES, LLC (NORTHBROOK IL)

IL

04/06/2011 - 09/18/2012

RONIN CAPITAL, LLC (CHICAGO IL)

IL

05/05/2004 - 02/23/2005

TD OPTIONS LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 07/25/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/10/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/11/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Mark Lee Elafros. Review regulatory record here.
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