Unclaimed
Mark Layton Hepworth is a financial advisor at Calton & Associates, Inc. based in Tampa, Florida. Mark has been in the financial services industry since 1982. Mark holds Series 3, 4, 7, and 63 licenses and the SIE designation. He also worked at First Financial Equity Corporation, Aspen Equity Partners, LLC, S&P Investors, Inc., Mike Robinson, Inc., Brokers Transaction Services, Inc., and Southwest Securities, Inc., prior to joining Calton & Associates, Inc. Mark is registered in California, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
08/20/2020 - Present
Calton & Associates, Inc. (TAMPA FL)
TX
10/02/2015 - 08/19/2020
FIRST FINANCIAL EQUITY CORPORATION (Grand Prairie TX)
TX
12/13/2011 - 10/01/2015
ASPEN EQUITY PARTNERS, LLC (GRAND PRAIRIE TX)
TX
11/04/1986 - 12/08/2011
S&P INVESTORS, INC. (GRAND PRAIRIE TX)
NA
08/09/1991 - 03/21/1999
MIKE ROBINSON, INC.
NA
08/05/1986 - 11/10/1986
BROKERS TRANSACTION SERVICES, INC.
NA
07/12/1983 - 08/11/1986
SOUTHWEST SECURITIES, INC.
NJ
06/05/1980 - 09/24/1981
PAINE, WEBBER, JACKSON & CURTIS INC. (WEEHAWKEN NJ)
BC
Issued 06/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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