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Mark Layton Hepworth

Calton & Associates, Inc.

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About Mark Layton Hepworth

Mark Layton Hepworth is a financial advisor at Calton & Associates, Inc. based in Tampa, Florida. Mark has been in the financial services industry since 1982. Mark holds Series 3, 4, 7, and 63 licenses and the SIE designation. He also worked at First Financial Equity Corporation, Aspen Equity Partners, LLC, S&P Investors, Inc., Mike Robinson, Inc., Brokers Transaction Services, Inc., and Southwest Securities, Inc., prior to joining Calton & Associates, Inc. Mark is registered in California, Ohio, and Texas.

Firm Information

Mark Hepworth is currently registered with Calton & Associates, Inc.. Calton & Associates, Inc. is a Florida corporation formed in 1987. Headquartered in Tampa, the firm offers a wide range of advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. With over 375 registered representatives and 221 investment advisory professionals, Calton & Associates manages approximately $1.2 billion in assets for clients, primarily individuals and pension plans. The firm is registered with the SEC and all 53 states.
Calton & Associates, Inc.

2701 N. ROCKY POINT DRIVE

TAMPA, FL 33607

$1.22B

Assets Under Management

Not reported

Total Clients

231

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mark Hepworth’s Registration & Firm History

FL

08/20/2020 - Present

Calton & Associates, Inc. (TAMPA FL)

TX

10/02/2015 - 08/19/2020

FIRST FINANCIAL EQUITY CORPORATION (Grand Prairie TX)

TX

12/13/2011 - 10/01/2015

ASPEN EQUITY PARTNERS, LLC (GRAND PRAIRIE TX)

TX

11/04/1986 - 12/08/2011

S&P INVESTORS, INC. (GRAND PRAIRIE TX)

NA

08/09/1991 - 03/21/1999

MIKE ROBINSON, INC.

NA

08/05/1986 - 11/10/1986

BROKERS TRANSACTION SERVICES, INC.

NA

07/12/1983 - 08/11/1986

SOUTHWEST SECURITIES, INC.

NJ

06/05/1980 - 09/24/1981

PAINE, WEBBER, JACKSON & CURTIS INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 06/16/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/1987

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1984

Series 3 - National Commodity Futures Examination

BC

Issued 05/17/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Layton Hepworth. Review regulatory record here.
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