Unclaimed
Mark Lawrence Zimmerman is a financial advisor with The Leaders Group, Inc. based in Littleton, CO. Mark has been in the financial industry since 1991 and has experience working with both individual and institutional clients. Mark has a strong track record of providing personalized financial advice and helping clients achieve their financial goals. Mark is registered with FINRA and holds the Series 6, Series 26, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/19/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
03/02/2018 - 10/04/2018
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
03/03/1989 - 08/23/2016
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
03/03/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 07/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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