Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lawrence Tunkel has been in the financial services industry since 1999 and has a long history of working with a range of clients including individuals, corporations, and charitable organizations. Mark is currently registered with Osaic Institutions, Inc. and has previously held positions at several other firms, including Equitable Advisors, LLC, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC. Mark is a Series 7, Series 3, and Series 66 licensed professional and is dedicated to providing financial advice and guidance to help clients achieve their financial goals. Mark's expertise includes financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/24/2024 - Present
Osaic Institutions, Inc. (Brooklyn NY)
NY
04/04/2024 - 06/25/2024
EQUITABLE ADVISORS, LLC (MELVILLE NY)
NY
10/15/2021 - 04/12/2024
CITIGROUP GLOBAL MARKETS INC. (GREAT NECK NY)
NY
07/07/2017 - 10/15/2021
J.P. MORGAN SECURITIES LLC (BETHPAGE NY)
NY
04/21/2016 - 07/17/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WANTAGH NY)
NY
05/14/2015 - 04/22/2016
SANTANDER SECURITIES LLC (LONG ISLAND CITY NY)
NJ
01/02/2015 - 05/04/2015
CAPITAL ONE INVESTING, LLC (FAIRFIELD NJ)
NJ
02/18/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (FAIRFIELD NJ)
MA
03/11/2013 - 02/03/2014
MML INVESTORS SERVICES, LLC (HOLYOKE MA)
NY
07/01/2010 - 02/11/2013
HSBC SECURITIES (USA) INC. (LYNBROOK NY)
SC
05/27/2008 - 06/03/2010
LPL FINANCIAL CORPORATION (FORT MILL SC)
NY
03/19/2002 - 05/27/2008
IFMG SECURITIES, INC. (PURCHASE NY)
NY
03/19/2001 - 02/04/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
08/20/1998 - 10/04/2000
QUANTITATIVE ANALYSIS SERVICE, INC. (JERSEY CITY NJ)
BOTH
Issued 06/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/10/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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