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Mark Lawrence Thompson

Mutual OF America Securities LLC

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About Mark Lawrence Thompson

Mark Lawrence Thompson is an investment advisor representative with Mutual of America Securities LLC. Mark has been in the financial services industry since August 2020. Mark's current licenses include Series 6, 63, and SIE. Mark has previous registration with Mutual of America Life Insurance Company. Mark is registered to sell securities in Alaska, Idaho, Montana, Oregon and Washington.

Firm Information

Mark Thompson is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Thompson’s Registration & Firm History

AK

08/12/2020 - Present

Mutual OF America Securities LLC (ANCHORAGE AK)

AK

08/12/2020 - 10/16/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (ANCHORAGE AK)

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Licenses & Designations

BC

Issued 09/12/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Lawrence Thompson.
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