Unclaimed
Mark Lawrence Thompson is an investment advisor representative with Mutual of America Securities LLC. Mark has been in the financial services industry since August 2020. Mark's current licenses include Series 6, 63, and SIE. Mark has previous registration with Mutual of America Life Insurance Company. Mark is registered to sell securities in Alaska, Idaho, Montana, Oregon and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AK
08/12/2020 - Present
Mutual OF America Securities LLC (ANCHORAGE AK)
AK
08/12/2020 - 10/16/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (ANCHORAGE AK)
BC
Issued 09/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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