Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lawrence Smith is a financial advisor with over 30 years of experience in the industry. Mark Smith is currently registered with Cambridge Investment Research Advisors, Inc., and has been with the firm since 2019. Mark Smith previously worked at Securities America, Inc. and Mutual Service Corporation. Mark Smith specializes in financial planning, portfolio management for businesses and individuals, and pension consulting. Mark Smith is a Certified Financial Planner™ and holds Series 6, 7, 24, 63, 99 and SIE licenses. Mark Smith is registered to provide investment advice in 27 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
08/15/2019 - Present
Cambridge Investment Research Advisors, Inc. (Fiskdale MA)
MI
08/25/2009 - 08/16/2019
SECURITIES AMERICA, INC. (Milford MI)
MI
08/31/1994 - 08/25/2009
MUTUAL SERVICE CORPORATION (FARMINGTON HILLS MI)
NY
12/21/1995 - 12/31/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
09/14/1989 - 11/29/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 09/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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