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Mark Lawrence Newton

IRC Securities LLC

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About Mark Lawrence Newton

Mark Lawrence Newton is a financial professional with over 15 years of experience in the securities industry. Mark is currently registered with IRC Securities LLC and holds Series 7, 63, 87 and 65 licenses. Mark has previously worked with other financial firms including Greywolf Execution Partners, Inc., Morgan Stanley & Co., Incorporated, Calvert Distributors, Inc., Calvert Securities Corporation, Smith Barney Shearson Inc. and Lehman Brothers Inc.

Firm Information

Mark Newton is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Newton’s Registration & Firm History

NY

01/14/2022 - Present

IRC Securities LLC (NEW YORK NY)

NY

02/16/2011 - 02/29/2016

GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)

NY

03/10/2004 - 11/06/2007

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

MD

04/21/1995 - 08/10/1998

CALVERT DISTRIBUTORS, INC. (BETHESDA MD)

MD

12/06/1993 - 12/31/1994

CALVERT SECURITIES CORPORATION (BETHESDA MD)

NY

07/31/1993 - 12/22/1993

SMITH BARNEY SHEARSON INC. (NEW YORK NY)

NY

05/07/1993 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

03/09/1992 - 07/13/1992

J. W. GANT & ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 04/06/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/08/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/09/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Lawrence Newton.
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