Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lopez is a financial advisor at Avantax Advisory Services, a registered investment advisor with offices in Missoula, Montana and Dallas, Texas. Mark has over 30 years of experience in the financial services industry and holds the Series 6, 7, 63, and 66 securities licenses. Mark is also registered as an Investment Advisor Representative in Montana and Texas. He has a focus on providing investment advisory services to individuals, corporations, and trusts. Mark's expertise is in retirement planning, wealth management, and insurance products. In addition to his work at Avantax Advisory Services, Mark is also a registered agent for Avantax Planning Partners, Inc. Mark's clients appreciate his personalized approach and commitment to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MT
02/01/2024 - Present
Avantax Advisory Services (MISSOULA MT)
MT
08/08/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (MISSOULA MT)
MT
11/01/2001 - 08/16/2006
SYMETRA INVESTMENT SERVICES, INC. (MISSOULA MT)
CT
06/13/1983 - 11/13/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 07/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Lopez is the right advisor for you? Invested Better is here to help.
