Unclaimed
Mark Lawrence Lehmann is a financial advisor with Citizens JMP Securities, LLC. Mark has been in the industry since 1992 and has a broad range of experience in the securities industry. Mark holds a Series 7, Series 24 and Series 63 license. Mark has been registered with the Financial Industry Regulatory Authority (FINRA) since 2003 and is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/03/2003 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
MN
06/03/2003 - 11/10/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
12/06/2002 - 06/27/2003
BAYPOINT TRADING, LLC (SAN FRANCISCO CA)
CT
05/24/2002 - 02/10/2003
WILLIAMS TRADING LLC (WESTPORT CT)
NY
10/01/1997 - 04/03/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
04/21/1992 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 07/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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