Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lawrence Harris is a financial professional with over 20 years of experience in the industry. Mark is currently registered with Equitable Advisors, LLC, and holds Series 6 and 63 licenses as well as the SIE exam. Mark has previously worked at National Securities Corporation, Prime Capital Services, Inc., Park Avenue Securities LLC and American General Securities Incorporated. Mark is registered in several states including California, Connecticut, Florida, Nevada, New York, North Carolina and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/28/2014 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
11/22/2013 - 04/07/2014
NATIONAL SECURITIES CORPORATION (LAKE RONKONKOMA NY)
NY
09/17/2013 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (LAKE RONKONKOMA NY)
NY
01/25/2007 - 09/16/2013
PARK AVENUE SECURITIES LLC (EAST SETAUKET NY)
NY
06/11/1998 - 10/16/2006
AMERICAN GENERAL SECURITIES INCORPORATED (VALLEY STREAM NY)
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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