Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lawrence Canale is an investment advisor representative at Nuveen Asset Management, LLC, based in Chicago. Mark has over 15 years of experience in the financial services industry, having held previous positions at Charles Schwab & Co., Inc., J.P. Morgan Securities LLC, and Scottrade, Inc. Mark holds the Series 7, 24, 63, and 66 securities licenses. Mark’s experience, expertise, and commitment to client service are focused on providing investment advisory services to a range of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
12/14/2015 - Present
Nuveen Asset Management, LLC (Chicago IL)
IL
06/17/2015 - 12/01/2015
CHARLES SCHWAB & CO., INC. (GENEVA IL)
IL
03/25/2015 - 05/27/2015
J.P. MORGAN SECURITIES LLC (MT. PROSPECT IL)
IL
04/22/2010 - 02/25/2015
SCOTTRADE, INC. (PARK RIDGE IL)
IL
06/06/2008 - 04/12/2010
OPTIONSXPRESS, INC. (CHICAGO IL)
IL
01/01/2006 - 05/20/2008
SCOTTRADE, INC. (SCHAUMBURG IL)
BOTH
Issued 07/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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