Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Laurence Guarino is a registered representative with Lazard Asset Management Securities LLC. Mark has been in the securities industry since June 1, 2015 and has a Series 7, Series 31 and Series 66 license. Mark has held previous positions at FRED ALGER & COMPANY, LLC, MILLINGTON SECURITIES, INC., and WELLS FARGO ADVISORS, LLC. Mark is currently registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/14/2022 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
11/06/2018 - 02/28/2022
FRED ALGER & COMPANY, LLC (NEW YORK NY)
NJ
05/08/2017 - 11/02/2018
MILLINGTON SECURITIES, INC. (RED BANK NJ)
NJ
07/21/2014 - 07/11/2016
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
BOTH
Issued 09/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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