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Mark Lamont Moore

LPL Enterprise, LLC

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About Mark Lamont Moore

Mark Lamont Moore is a financial professional with over 29 years of experience in the industry. Mark is registered with LPL Enterprise, LLC in Paramus, NJ. Mark has been a registered representative since 1993 and has held previous positions with A.G.P. / Alliance Global Partners, Garden State Securities, Inc., ViewTrade Securities, Inc., ViewTrade Financial, Barron Chase Securities, Inc., LCP Capital Corp., HD Brous & Co., Inc., Worthington Capital Group, Inc., Investors Associates, Inc., H.J. Meyers & Co., Inc., Global Equities Group Inc, Investors Associates, Inc., S. D. Cohn & Co., Inc., American Bond Group, Inc., and Westfield Financial Corporation. Mark has a Series 63, Series 66, Series 7 and SIE license. Mark is a specialist in retirement planning, mutual funds, variable annuities, life insurance, and fixed annuities.

Firm Information

Mark Moore is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Moore’s Registration & Firm History

NJ

11/14/2024 - Present

LPL Enterprise, LLC (PARAMUS NJ)

NY

10/09/2020 - 12/31/2022

A.G.P. / ALLIANCE GLOBAL PARTNERS (New York NY)

NY

09/30/2011 - 10/12/2020

GARDEN STATE SECURITIES, INC. (New York NY)

FL

10/12/2005 - 10/03/2011

VIEWTRADE SECURITIES, INC. (BOCA RATON FL)

FL

01/07/2004 - 12/21/2005

VIEWTRADE FINANCIAL (BOCA RATON FL)

FL

11/16/2000 - 12/31/2003

VIEWTRADE SECURITIES, INC. (BOCA RATON FL)

FL

03/13/2000 - 11/16/2000

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

NY

05/10/1999 - 03/07/2000

LCP CAPITAL CORP. (STATEN ISLAND NY)

NY

01/08/1998 - 04/08/1999

HD BROUS & CO., INC. (GREAT NECK NY)

NY

07/21/1997 - 12/24/1997

WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)

NJ

12/11/1996 - 07/28/1997

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

NY

10/25/1995 - 01/01/1997

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NY

04/20/1995 - 12/13/1995

GLOBAL EQUITIES GROUP INC (NEW YORK NY)

NJ

05/06/1994 - 04/19/1995

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

NY

03/11/1994 - 05/19/1994

S. D. COHN & CO., INC. (HAUPPAUGE NY)

NA

05/07/1993 - 09/07/1993

AMERICAN BOND GROUP, INC.

NY

06/16/1993 - 07/08/1993

WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/22/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/28/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/1998

Series 7 - General Securities Representative Examination

BC

Issued 05/06/1993

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Lamont Moore. Review regulatory record here.
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